Custodial Services

Abbit Management Corp is registered with the Securities and Exchange Commission. Under this registration, annually we are required to file form ADV, Uniform Application for Investment Advisors and are subject to audits by federal and state regulators.

Abbit has a general fiduciary responsibility to our clients under the Advisors Act. We are subject to many specific restrictions regarding transactions of the funds we are advising.

Several options are available for the custody of a client's assets. Abbit has working relationships with full service national custodial firms. We also have relationships with numerous banks, and we can work with the custodial institution of the client's choosing.

Brokerage

In all security transactions Abbit conducts, we will always seek the best execution for the client and consider such factors as: price; the nature and character of relevant markets for the securities; the size and type of transaction; the firm's execution and operational facilities; and the firm's reliability, integrity and financial condition.